Disclaimer
Important Information
Please carefully read this important information before entering this website (the “Website”). It contains legal and regulatory notices relevant to the information contained on this Website.
By accepting our disclaimer you agree to be bound by our terms and conditions set forth herein (“Terms and Conditions”). If you do not accept these Terms and Conditions, please do not continue to use or access any pages of this Website.
Investment Manager Information
Rockefeller & Co. LLC (the “Investment Manager”), a Delaware company is regulated by the Securities Exchange Commission in the United States. Access to this Website is restricted to retail and professional investors accepting this disclaimer and related risks of investments in such regulated schemes.
Manager Information
Carne Global Fund Managers (Ireland) Limited (the “Manager”) is regulated by the Central Bank of Ireland and manages regulated schemes. Access to this Website is restricted to retail and professional investors accepting this disclaimer and related risks of investments in such regulated schemes.
The Manager is also registered with the following regulatory authorities:
- The United Kingdom Financial Conduct Authority
- The U.S Securities and Exchange Commission
- The Ontario Securities Commission
- The Commission de Surveillance du Secteur Financier
Information on this Website
General
Subject to the Terms and Conditions below, the Investment Manager operates and is responsible for this Website.
Important Regulatory Information
No Advice
The information and material contained on this Website is not financial advice. The material contained in this Website is directed only at persons or entities in any jurisdiction or country where such access to information contained herein and use thereof is not contrary to local law or regulation. Accordingly, all persons who access this Website are required to inform themselves of and to comply with any such restrictions.
No Offer
Nothing on this Website constitutes or forms part of any offer to issue or sell, or any solicitation of any offer to subscribe or purchase, shares, units or other interests ("Shares") in investments referred to herein. The information contained on this Website may not be treated as an offer of solicitation:
- In any jurisdiction where such an offer or solicitation is contrary to local law.
- To anyone to who it is unlawful to make such an offer or solicitation.
- If the person making the offer or solicitation is not qualified to do so.
Nor shall this Website form the basis of, or be relied on in connection with, any contract for Shares. Applications to invest in any product referred to on this Website must only be made on the basis of the documentation relating to the specific investment and you should refer to your investment adviser. If you are in any doubt about the information contained on this Website, please contact us on RAMProductManagement@rockco.com, or consult a professional financial adviser.
Risks of Investing
Investing entails risks, including possible loss of principal. No representation is made that any investment or transaction will or is likely to achieve profits or losses similar to those achieved in the past, or that significant losses will be avoided. No assurances or guarantees are given regarding the performance of any investment.
Past performance may not be repeated and should not be seen as a guide to future performance. The value of investments and the income from them may go down as well as up and investors may not get back the amount originally invested. Exchange rates may cause the value of overseas investments and the income arising from them to rise or fall. The levels and bases of and reliefs from taxation may change. Any tax reliefs referred to are those currently available and their value depends on the circumstances of the individual investor. Investors should consult their own tax adviser in order to understand any applicable tax consequences.
Materials relating to the investments mentioned on this Website should be read in conjunction with a prospectus and key investor information document (available through this Website) that describes charges, expenses, and risks. Read it carefully before any investment.
Marketing
The distribution of the information on this Website may be restricted by law in certain countries. This Website and the information on it is not addressed to any person resident in the territory or country or jurisdiction where such distribution would be contrary to local law or regulation. The Investment Manager disclaims all responsibility if you access or download any information from this Website in breach of any law or regulation in the country of which you are a citizen or in which you are residing or domiciled.
Accuracy of Information
The information contained on this Website (including any expression of opinion or forecast) has been obtained from, or is based on, sources believed by the Investment Manager and its associated companies to be reliable but are not guaranteed as to its accuracy or completeness. Such information is provided without obligation and on the understanding that any person who acts upon it or changes his investment position in reliance on it does so entirely at one's own risk. The information contained on this Website does not constitute an offer to buy or sell or an invitation to make an offer to buy or sell shares in any investment fund referred to herein. Information posted on this Website is current only as at the date it is first posted and may no longer be true or complete when viewed by you. All information contained on this Website may be changed or amended without prior notice although neither the Investment Manager nor any of its associated companies undertakes to update this Website regularly.
No Liability
This information on this Website has been prepared, approved and issued by the Investment Manager and the information and opinions contained in this Website have been compiled, or arrived at, in good faith and on the basis of publicly available information, internally developed data and sources believed to be reliable as at the date of publication. However, no representation, warranty or undertaking, express or implied, is made by the Investment Manager, its associated companies or any other person as to the reliability, accuracy or completeness of the information contained on this Website and no liability is accepted by such persons for the reliability, accuracy, fairness, or completeness of such information.
Information posted on this Website is current only as at the date it is posted and may no longer be true or complete when viewed by you. The Investment Manager cannot guarantee that content will be accurate, complete and current at all times. To the extent that any information on this Website relates to a third party, such information has been provided by that third party and is the sole responsibility of such third party and the Investment Manager accepts no liability for such information. All content on the Website is subject to modification from time to time without notice. Please contact the Investment Manager for further information regarding the validity of any information contained on this Website.
SUBJECT TO THE ABOVE PARAGRAPH, THE INVESTMENT MANAGER HEREBY EXCLUDES ALL LIABILITY FOR ANY DIRECT, INDIRECT, SPECIAL, OR CONSEQUENTIAL LOSS OR DAMAGE (IN EACH CASE INCLUDING BUT NOT LIMITED TO: BUSINESS INTERRUPTION, LOSS OF PROFITS, LOSS OF REVENUE, LOSS OF ANTICIPATED SAVINGS AND/OR LOSS OF GOODWILL) ARISING FROM, OR IN CONNECTION
- THE ACCESSING OR USE OF, OR THE INABILITY TO ACCESS OR USE, THIS WEBSITE; OR
- ANY DECISIONS YOU MAKE BASED ON THE INFORMATION, OPINIONS, ESTIMATES, AND CONTENT MADE AVAILABLE TO YOU THROUGH THIS WEBSITE; OR
- ANY WEBSITES ACCESSED VIA OR ADVERTISED ON THIS WEBSITE,
WHETHER OR NOT SUCH LOSS IS REASONABLY FORESEEABLE AS AT THE DATE YOU ACCESS THIS WEBSITE OR INVESTMENT MANAGER HAS BEEN ADVISED OF THE POSSIBILITY OF YOU INCURRING SUCH LOSS OR DAMAGE, AND WHETHER OCCASIONED BY THE NEGLIGENCE OF INVESTMENT MANAGER OR ITS EMPLOYEES, AGENTS, OR SUB-CONTRACTORS.
You should be aware that the Internet is not a completely reliable transmission medium. Neither the Investment Manager nor any of its associated companies accepts any liability for any data transmission errors such as data loss or damage or alteration of any kind, including, but not limited to any direct, indirect or consequential damage, arising out of the use of the products or services referred to herein. In addition, neither the Investment Manager nor any of its associated companies accept any responsibility for the security or confidentiality of information transmitted across the internet to or from the Investment Manager or any of its associated companies and any such transmission of information is entirely at your own risk.
Indemnity
You agree to indemnify, defend, and hold harmless the Investment Manager, its affiliates and licensors, and the officers, directors, employees, and agents of the Investment Manager and its affiliates and licensors, from and against any and all claims, liabilities, damages, losses, or expenses, including legal fees and costs, arising out of or in any way connected with your access to or use of this Website.
Material Interests
The Investment Manager, and its and/or directors, officers and/or employees may have holdings in the investment funds referred to on this Website and may otherwise be interested in transactions that you effect in those funds.
Linked Websites
This Website may be linked to third party websites or contain information provided by third parties. Neither the Investment Manager nor any of its associated companies make any representation as to the accuracy or completeness of such websites or information, have not and will not review or update such websites or information, and caution browsers that any use made of such websites or information is at their own risk. Neither the Investment Manager nor any of its associated companies accepts any liability arising out of the information contained on any linked website or information on this Website provided by a third party and the use of such websites and information is at your own risk.
Cookies
A "cookie" is a piece of information that is saved to your PC's hard disk by the web server. Confirmation of reading and accepting these Terms and Conditions will place a cookie on your PC's hard disk. This will ease your navigation around this Website by not popping up these Terms and Conditions again during this browser session. This cookie is temporary and will be removed when you close your browser. The cookie is not used for any other reason
Telephone Recording
The Investment Manager (or any member of the Investment Manager's worldwide group of companies) may monitor and record telephone conversations to check and verify instructions, to maintain high quality service standards, to comply with regulatory requirements and for the security of operational and business processes.
Intellectual Property
Copyright, trademarks, database rights, patents and all similar rights in this Website and the information contained in it are owned by the Investment Manager and licensors or relevant third-party content providers. You may use the information on this Website and reproduce it in hard copy for your personal reference only. Such information may not otherwise be reproduced, distributed, stored in a data retrieval system or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without the prior written permission of the Investment Manager. Nothing on this Website should be considered as granting any license or right under any trademark of the Investment Manager or its associated companies or any third party.
License
The Investment Manager permits users of this Website to make transient copies of it as necessary incidental acts during the viewing of it. The Investment Manager also permits users to download or print a hard copy of individual pages and/or sections of this Website for their own use, provided that users do not remove any copyright or other proprietary notices and that such copies are for the user's own individual use.
You may not modify, copy, distribute, transmit, post, display, perform, reproduce, publish, license, create derivative works from, transfer, or sell any pages, data, information, software, products, content, or services obtained from this Website, unless you have obtained the prior written permission of the Investment Manager. You may not link to this Website, nor frame it, without the express written permission of the Investment Manager.
Downloading Software and Files
If you download software or files from this Website, the software, including any files or images incorporated in or generated by the software and data accompanying the software, and files (collectively, the "Files") are licensed to you by the Investment Manager solely for your personal, non-commercial use. However, the Investment Manager does not transfer title in the Files to you. You own the medium on which the Files are recorded, but the Investment Manager and its licensors retain full and complete title in and to the Files, including all intellectual property rights therein. Save as otherwise permitted by applicable law, you may not redistribute, sell, decompile, reverse engineer, disassemble, or otherwise reduce the Files to any other form whatsoever.
Termination
The rights granted to you herein terminate immediately upon any violation by you of these terms of use. The Investment Manager reserves the right to terminate your access to this Website at any time, without notice, for any reason whatsoever. You agree that the Investment Manager shall not be liable to you or any third party for any termination of your access to this Website.
Governing Law
Your use of this Website and downloads from it and the operation of these Terms and Conditions shall be governed by and interpreted in accordance with the laws of Ireland. The Irish Courts shall have exclusive jurisdiction over any dispute arising out of your use of this Website. If any provision in these Terms and Conditions is deemed unlawful, invalid, or for any reason unenforceable, then that provision will be deemed severed from, and will not affect the validity and enforceability of, the remaining provisions.
These Terms and Conditions represent the entire agreement between the Investment Manager and the user relating to the subject matter herein.
Fund Information
Rockefeller Capital Management UCITS ICAV has been authorized by the Central Bank of Ireland as an “Undertaking for Collective Investment in Transferable Securities” (“UCITS”) under the UCITS Regulations and has been established as an Irish collective asset-management vehicle, constituted as an umbrella fund with segregated liability between Funds and will comply with the Central Bank UCITS Regulations.
Conditions of Use
If you have read and understood these conditions of use you may click the "AGREE" button below to proceed. By doing so you acknowledge that you understand the conditions of use and agreed to abide by them.
By clicking "AGREE" below this will certify that you have read the above Terms and Conditions and that you understand and agree that:
- Nothing contained on this Website is deemed to be an offer to sell;
- Investments are subject to risk and can gain or lose money; and
- Some or all investment services or products may not be available to you in your jurisdiction.
FAQs
Where is Rockefeller Capital Management located? ›
The firm is headquartered in Rockefeller Plaza in New York City, and has satellite offices around the U.S.
How many advisors does Rockefeller have? ›His Market had more than 220 Financial Advisors who collectively were entrusted with over $30 billion in total assets and liabilities, making it one of the largest markets in the firm.
What does Rockefeller Capital Management do? ›Rockefeller Capital Management is a leading independent financial services firm led by President and Chief Executive Officer Gregory J. Fleming, offering global family office, wealth management, asset management and strategic advisory services to ultrahigh-net-worth individuals, families, institutions and corporations.
Is Rockefeller Capital Management a hedge fund? ›HTTP://WWW.ROCKEFELLERFUNDS.COM • NEW YORK, NY • Investment Advisor • Hedge Fund How do I update this listing?
Is Rockefeller Capital Management a fiduciary? ›Rockefeller doesn't have any disclosures on its Form ADV. However, the firm is registered as both an investment advisor and a broker-dealer. When advisors act as broker-dealer representatives, they can receive commissions. However, the firm abides by fiduciary duty.
What companies are owned by Rockefeller? ›John D. Rockefeller Sr. built the Standard Oil empire 150 years ago and became one of the richest Americans in history. An antitrust case in 1911 resulted in the breakup of the trust into the companies that became Exxon, Mobil, Amoco and Chevron, among others.
What is Rockefeller worth today? ›On September 29, 1916, Rockefeller became the first person ever to reach a nominal personal fortune of US$1 billion (equivalent to US$17 billion in 2020). Rockefeller amassed his fortune from the Standard Oil company, of which he was a founder, chairman and major shareholder.
Who does Rockefeller Capital Management clear through? ›The clear bulk have been hired from Fleming's two former firms: 64 from Merrill Lynch and 41 from Morgan Stanley, or 74% of Rockefeller Capital's advisers, according to InvestmentNews research.
What is the net worth of the Rockefeller family? ›How much is the Rockefeller family worth today? Rockefeller family's Net Worth is over $360 Billion Dollars.
Is Rockefeller Capital Management a good company to work? ›Rockefeller Capital Management has an overall rating of 4.5 out of 5, based on over 91 reviews left anonymously by employees. 90% of employees would recommend working at Rockefeller Capital Management to a friend and 96% have a positive outlook for the business. This rating has decreased by -4% over the last 12 months.
Is Rockefeller capital a broker dealer? ›
Rockefeller Financial LLC is dually registered as a broker dealer and registered investment adviser with the US Securities Exchange Commission, Member FINRA and SIPC.
What is a family office in finance? ›A family office is a private wealth management advisory firm that serves ultra-high-net-worth individuals (HNWI). Family offices are different from traditional wealth management shops in that they offer a total solution to managing the financial and investment needs of an affluent individual or family.
How did Rockefeller make his money? ›Rockefeller built Standard Oil through generating enormous levels of cash and acquiring competitors. It's a playbook today's business executives still follow. By the turn of the century, American crude oil accounted for 85 percent of the global market.
Do the Rockefellers still own anything? ›Now entering its seventh generation with as many as 170 heirs, the Rockefeller family has maintained substantial wealth — they had an $11 billion fortune in 2016, according to Forbes. That's more than 100 years after John D.
Are the Rothschilds and Rockefellers related? ›The transatlantic union brings together David Rockefeller, 96, and Lord Rothschild, 76—two family patriarchs whose personal relationship spans five decades. The Rockefeller group traces its roots back to 1882 when John D. Rockefeller established one of the world's first family offices dedicated to investing his wealth.
Do Rockefellers still own oil companies? ›Rockefeller, who founded Standard Oil in 1870, are exiting the family business. The Rockefeller Family Fund, a charity that supports causes related to the environment, economic justice and other issues, is liquidating its investments in fossil fuel companies, including Exxon Mobil (XOM).
Is John D. Rockefeller richer than Jeff Bezos? ›Rockefeller. Net worth figures for him are a bit skewed, but his $1.4 billion in olden-day money would be worth several hundred billion now. Some scholars estimate that he would be worth $400 billion today. For scale, that's three times more than today's richest person, Jeff Bezos.
Who was richer Vanderbilt or Rockefeller? ›In the 1996 book The Wealthy 100, authors Michael Klepper and Robert Gunther placed John D. Rockefeller atop the list of the richest Americans in history, followed by Cornelius Vanderbilt and John Jacob Astor.
Who is the wealthiest family in America? ›The Walton, Mars and Koch families have topped the list of wealthiest clans in the world, according to a September report from Bloomberg. The families have remained in their positions as the richest in the U.S. and in the world for several years.
How many advisors Does First Republic have? ›These two mega deals really put First Republic on the map—and, most importantly, on the minds of every top advisor in the country. What followed has been nothing short of extraordinary to watch as the once quiet wealth management unit now has some 200 high-caliber advisors under its umbrella.
When was Rockefeller a billionaire? ›
Born on July 8, 1839, in Rich-ford, New York, John D Rockefeller is often referred to as the oil titan. He was an astute businessman who achieved the “Billionaire” status in 1916 for his ownership of Standard Oil.
Who runs the Rockefeller family now? ›The present chairman is David Rockefeller Jr. In 1992, it had five main arms: Rockefeller & Co.
Which family is richest in the world? ›The Walton family is the richest family in the world. If you've bought even a pair of socks at Walmart, you have in a small way increased the massive, massive fortune amassed by the Walton family.
Who does Rockefeller Capital Management clear through? ›The clear bulk have been hired from Fleming's two former firms: 64 from Merrill Lynch and 41 from Morgan Stanley, or 74% of Rockefeller Capital's advisers, according to InvestmentNews research.
Is Rockefeller capital a broker dealer? ›Rockefeller Financial LLC is dually registered as a broker dealer and registered investment adviser with the US Securities Exchange Commission, Member FINRA and SIPC.
Who founded Rockefeller Capital Management? ›In 2018, Fleming, who spent six years at Morgan Stanley and 17 years at Merrill, formed Rockefeller Capital Management out of Rockefeller & Co., the former family office of the Rockefeller family, to help wealthy and super-wealthy clients with complex financial and investing needs.
What is the net worth of the Rockefeller family? ›How much is the Rockefeller family worth today? Rockefeller family's Net Worth is over $360 Billion Dollars.
What is a family office in finance? ›A family office is a private wealth management advisory firm that serves ultra-high-net-worth individuals (HNWI). Family offices are different from traditional wealth management shops in that they offer a total solution to managing the financial and investment needs of an affluent individual or family.
How many advisors Does First Republic have? ›These two mega deals really put First Republic on the map—and, most importantly, on the minds of every top advisor in the country. What followed has been nothing short of extraordinary to watch as the once quiet wealth management unit now has some 200 high-caliber advisors under its umbrella.
When was Rockefeller a billionaire? ›Born on July 8, 1839, in Rich-ford, New York, John D Rockefeller is often referred to as the oil titan. He was an astute businessman who achieved the “Billionaire” status in 1916 for his ownership of Standard Oil.
How did Rockefeller make his money? ›
Rockefeller built Standard Oil through generating enormous levels of cash and acquiring competitors. It's a playbook today's business executives still follow. By the turn of the century, American crude oil accounted for 85 percent of the global market.
Is Rockefeller Capital Management a good company to work? ›Rockefeller Capital Management has an overall rating of 4.5 out of 5, based on over 91 reviews left anonymously by employees. 90% of employees would recommend working at Rockefeller Capital Management to a friend and 96% have a positive outlook for the business. This rating has decreased by -4% over the last 12 months.
Is John D. Rockefeller richer than Jeff Bezos? ›Rockefeller. Net worth figures for him are a bit skewed, but his $1.4 billion in olden-day money would be worth several hundred billion now. Some scholars estimate that he would be worth $400 billion today. For scale, that's three times more than today's richest person, Jeff Bezos.
Who is the wealthiest family in America? ›The Walton, Mars and Koch families have topped the list of wealthiest clans in the world, according to a September report from Bloomberg. The families have remained in their positions as the richest in the U.S. and in the world for several years.